LLM agents fail to follow financial compliance rules despite citing them

Runtime framework enables continuous LLM compliance monitoring for EU AI Act

HQ arXiv: AI + Accounting arXiv · 3mo ago · 1 min read

Research proposes 'governance from metrics' approach treating LLM compliance as continuous runtime signal rather than binary audit verdict, addressing EU AI Act requirements for ongoing oversight a...

Agent Decomposition Degrades Financial Policy Compliance, New Benchmark Reveals

HQ arXiv: AI + Accounting arXiv · 6d ago · 1 min read

Fiducia-bench, a new research benchmark, shows that decomposing financial agents into components undermines governance—reducing escalation, abstention, and auditability compliance critical for regu...

Verifiability gap emerges as core governance challenge for agentic AI in fintech

HQ arXiv: AI + Accounting arXiv · 12d ago · 1 min read

Research paper argues agentic AI governance in fintech is constrained by verifiability gaps—the shortfall between delegation authority demands and explainability/reproducibility—not capability limits.

Verifiability Gap emerges as core constraint for agentic AI governance in Fin...

HQ arXiv: AI + Accounting arXiv · 12d ago · 1 min read

Researcher argues agentic AI governance in financial services hinges not on capability but verifiability—the gap between authority demands and explainability retained after automated decisions.

Multi-agent LLM pipelines may amplify audit bias despite review checks, study...

HQ arXiv: AI + Accounting arXiv · 16d ago · 1 min read

Research on role-differentiated LLM agents for audit resource allocation shows that distributing triage decisions across multiple agents can paradoxically worsen demographic bias outcomes compared ...