Verifiability gap emerges as core governance challenge for agentic AI in fintech

Verifiability Gap emerges as core constraint for agentic AI governance in Fin...

HQ arXiv: AI + Accounting arXiv · 12d ago · 1 min read

Researcher argues agentic AI governance in financial services hinges not on capability but verifiability—the gap between authority demands and explainability retained after automated decisions.

LLM agents fail to follow financial compliance rules despite citing them

HQ arXiv: AI + Accounting arXiv · 3d ago · 1 min read

ReguSim benchmark reveals DeepSeek and Gemini agents cite compliance rules but still violate constraints in trading scenarios, highlighting gaps between LLM reasoning and execution.

Study audits self-evolving financial agents for security drift and capability...

HQ arXiv: AI + Accounting arXiv · 5d ago · 1 min read

Researchers audit three self-evolving financial AI agents (SkillOpt, AWM, ReasoningBank) in e-banking scenarios, finding that performance gains don't guarantee security preservation or behavioral c...

Agent Decomposition Degrades Financial Policy Compliance, New Benchmark Reveals

HQ arXiv: AI + Accounting arXiv · 6d ago · 1 min read

Fiducia-bench, a new research benchmark, shows that decomposing financial agents into components undermines governance—reducing escalation, abstention, and auditability compliance critical for regu...

SAGE-Fin framework constrains financial agents through runtime governance

arXiv: AI + Accounting arXiv · 14d ago · 1 min read

Researchers propose SAGE-Fin, a structured authority-handoff contract system that prevents AI financial agents from executing unauthorized transactions by controlling proposed effects at runtime ra...